U.S. Securities and Exchange Commission

Results: 20323



#Item
821SECURITIES AND EXCHANGE COMMISSION (Release No; File NoJanuary 22, 2015 Automated Matching Systems Exchange, LLC; Notice of Designation of a Longer Period for Commission Action on Proceedings to Deter

SECURITIES AND EXCHANGE COMMISSION (Release No; File NoJanuary 22, 2015 Automated Matching Systems Exchange, LLC; Notice of Designation of a Longer Period for Commission Action on Proceedings to Deter

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Source URL: edgar.sec.gov

Language: English - Date: 2015-01-22 14:45:06
822Order Determining Whistleblower Award Claim

Order Determining Whistleblower Award Claim

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Source URL: www.sec.gov.

Language: English - Date: 2015-04-22 10:16:57
823UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION March 11, 2015  In the Matter of

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION March 11, 2015 In the Matter of

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Source URL: edgar.sec.gov

Language: English - Date: 2015-03-11 06:13:10
824UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoFebruary 10, 2015 ACCOUNTING AND AUDITING ENFORCEMENT

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoFebruary 10, 2015 ACCOUNTING AND AUDITING ENFORCEMENT

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Source URL: edgar.sec.gov

Language: English - Date: 2015-02-10 12:21:51
825Order Determining Whistleblower Award Claim

Order Determining Whistleblower Award Claim

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Source URL: edgar.sec.gov

Language: English - Date: 2015-04-22 10:16:57
826UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoApril 8, 2015 ADMINISTRATIVE PROCEEDING

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoApril 8, 2015 ADMINISTRATIVE PROCEEDING

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Source URL: www.sec.gov.

Language: English - Date: 2015-04-08 15:32:04
827UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoApril 23, 2015 INVESTMENT ADVISERS ACT OF 1940

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoApril 23, 2015 INVESTMENT ADVISERS ACT OF 1940

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Source URL: edgar.sec.gov

Language: English - Date: 2015-04-23 13:32:33
828UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoApril 10, 2015 ADMINISTRATIVE PROCEEDING

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoApril 10, 2015 ADMINISTRATIVE PROCEEDING

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Source URL: www.sec.gov.

Language: English - Date: 2015-04-10 15:50:52
829UNITED STATES OF AMERICA BEFORE THE SECURITIES AND EXCHANGE COMMISSION Securities Act of 1933 Release NoApril 24, 2015

UNITED STATES OF AMERICA BEFORE THE SECURITIES AND EXCHANGE COMMISSION Securities Act of 1933 Release NoApril 24, 2015

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Source URL: edgar.sec.gov

Language: English - Date: 2015-04-24 15:41:44
830UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoMarch 12, 2015 ACCOUNTING AND AUDITING ENFORCEMENT

UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoMarch 12, 2015 ACCOUNTING AND AUDITING ENFORCEMENT

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Source URL: www.sec.gov.

Language: English - Date: 2015-03-12 17:20:17